Anti-money laundering policy

Global Seek Limited (GSTrade), as a provider of investment services related to financial products, issues this anti-money laundering policy (hereinafter referred to as AML) regarding the provision of investment services related to financial products.

Since financial companies are subject to the laws of AML and other regulations, GSTrade expresses the importance and willingness to comply with the legal requirements of money laundering (ML) and to achieve its purpose. Adopt the policies and measures required by European Union law. In fulfilling these rules and requirements, GSTrade will focus on the following:

・ Pay attention to all information such as identity verification based on information provided by the applicant such as each client or partner, its background, related activities, business etc.

• Continuously monitor our clients, partners and transactions and activities to ensure they are in line with our AML and contracts for our customers.

· Keep and keep records of accounts, transactions, communication with customers and partners, information gathering, internal issues and specific procedures.

• Assess the likelihood of ML and the client’s risk rate while processing transactions with the client.

• Apply enhanced due diligence when dealing with questionable persons, fiduciaries, politically influential persons, infamous jurisdiction customers, and large deposits above threshold limits.

Provide quarterly and annual external training for employees, especially those who interact directly with customers and partners.

• Cooperate with a responsible Money Laundering Compliance Officer (MLCO) who has received regulatory approval.

• Monitor changes to relevant laws, sanctions lists, and international financial regulators and adopt new measures as needed.

・ Prohibit the provision of anonymous accounts, and prohibit the maintenance of business relationships with Shell Bank.

If MLCO determines that it is suspicious, it will report the relevant suspicious transaction to the competent authority.

In addition, if GSTrade is operated in any way within a jurisdiction where the AML rules require some additional measures, GSTrade shall meet all additional requirements and ensure that the related matters are dealt with accordingly. ..

The purpose of GSTrade’s strict AML policy is to prevent its clients, partners, employees and the financial industry from being misused for ML, terrorist financing and other financial crimes.

GSTrade is harmful to world society, with the potential for fraudsters and criminals to disguise, transfer, acquire, or in any way legalize the ownership of their property. We strive to be fully aware of the potential impact and danger.

In order to comply with and comply with GSTrade’s AML policy, the following are important:

-GSTrade retains the content that the applicant enters data and uploads documents when a new account is opened and retains all transactions, data, documents and records relating to transactions performed by each client. Thing.

・ If you wish to open a new account, you need to submit detailed personal information such as name, address, nationality, date of birth, date of birth, ID number, nature of business in the case of company, etc. To do.

-During this process (even before the account is opened), all of this data will be used to identify the applicant’s identification and residence certificate (proof of existence, list of officers and shareholders if the applicant is a company, and any other necessary information). Submission of due diligence documents) is mandatory. In some cases, applicants may need to complete additional investment surveys, asking about their employment and income details, their experience with investment services and their experience.

-All correspondence between GSTrade and its clients or partners regarding the financial services provided by GSTrade is recorded regardless of the content.

Deposits stored in a specific account must be transferred from an account opened with an authorized credit institution or a credit card held in the name of the specific owner or applicant for opening a GSTrade account. Documents verifying ownership of the card or account will be billed at the time of opening the account and as required thereafter.

Withdrawals are usually processed to the same deposit account.

It is obligatory for the submitted ID and Residence Certificate to be current at the client’s discretion before the current one expires. If it expires, we may not be able to accept the withdrawal until you submit the latest one.

If suspicious activity, transaction or high risk is identified, the client account and activity will be investigated and, if deemed necessary, reported to the relevant authorities.

that’s all.

This content will be updated from time to time.

April 1, 2019